When we believe broker negligence or fraud has injured our clients, we bring the claims in the appropriate legal forums. Depending on the type of case, we file claims in FINRA arbitration or in state or federal court. Whether the case involves a single person or an entire class of people, we fight to defend the rights of investors around the country.

We are one of the few law firms in the country equipped to handle complex FINRA arbitration claims, and have earned accolades for our sophisticated and proactive approach to these cases. Firm founder Richard S. Frankowski has written and spoken extensively on FINRA arbitration and on investor rights. His books have been used in law schools and investor education seminars around the country to educate law students and consumers on securities arbitration.